- Associate Manager, Ingenia Consultants (2021 – present)
- Brand Ambassador/Key Account Manager, Suntory Japan (2017 – 2021)
- Compliance Advisory, UBS AG (2014 – 2017)
- Employee Relations, Barclays (2013 – 2014)
- Bachelor’s Degree in business administration (Majors in Economics & Management) – Australian National University
Felicia Lim
Felicia comes from a varied background, drawing experience from employee relations and compliance advisory from private banking. She also has client servicing experience having managed both HNW individuals and corporate clients in the commercial space. An efficient communicator, she has worked with various stakeholders with regard to internal policies and regulatory enforcement.
Felicia conducted compliance induction training, reviewed policies across regulatory topics such as anti-money laundering and countering the financing of terrorism, data privacy, conduct, personal account dealing and gifts and entertainment as well as undertaken compliance projects.
Experience
Various fund management companies
Advising on the ongoing regulatory requirements and assisting in licence applications.
Various external asset managers:
Drafting and reviewing compliance manuals, enterprise-wide risk assessment frameworks, outsourcing frameworks
Various external asset managers:
Review of client onboarding files as an outsourced compliance function